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CFTC Registration

As a consequence of changes in the rules and regulations of the U.S. Commodity Futures Trading Commission (the "CFTC") implemented under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, effective as of January 1, 2013, Ellington Financial LLC (the "Company") will be operated pursuant to a commodity pool operator operational exemption from certain regulatory requirements under the U.S. Commodity Exchange Act as amended and the regulations of the CFTC. The monthly account statement provided below is posted in satisfaction of requirements pursuant to CFTC Regulation 4.12(c).

Disclosure Document June 15, 2017

Monthly Account Statement (October 2017)

2016 Annual Report

Investor Toolkit


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