Ellington Financial Logo

SEC Filings

Form 424B5
ELLINGTON FINANCIAL INC. filed this Form 424B5 on 07/17/2019
Document Outline
Entire Document (675.4 KB)
Subdocument 1 - 424B5 - 424B5
Page 1 - The information in this preliminary prospectus supplement is not complete and may be changed. This p
Page 2 - N/A
Page 3 - TABLE OF CONTENTS
Page 4 - by reference in these documents is current only as of the respective dates of those documents or the
Page 5 - ABOUT THIS PROSPECTUS SUPPLEMENT
Page 6 - SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 7 - N/A
Page 8 - WHERE YOU CAN FIND MORE INFORMATION
Page 9 - DOCUMENTS INCORPORATED BY REFERENCE
Page 10 - SUMMARY
Page 11 - Recent Developments
Page 12 - THE OFFERING
Page 13 - N/A
Page 14 - RISK FACTORS
Page 15 - USE OF PROCEEDS
Page 16 - UNDERWRITING
Page 17 - N/A
Page 18 - LEGAL MATTERS
Page 19 - EXPERTS
Page 20 - Prospectus
Page 21 - ELLINGTON FINANCIAL INC.
Page 22 - ABOUT THIS PROSPECTUS
Page 23 - SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 24 - N/A
Page 25 - ELLINGTON FINANCIAL INC.
Page 26 - Our Manager and Ellington
Page 27 - RISK FACTORS
Page 28 - USE OF PROCEEDS
Page 29 - DESCRIPTION OF COMMON STOCK
Page 30 - N/A
Page 31 - DESCRIPTION OF PREFERRED STOCK
Page 32 - DESCRIPTION OF STOCKHOLDER RIGHTS
Page 33 - DESCRIPTION OF WARRANTS
Page 34 - DESCRIPTION OF DEBT SECURITIES
Page 35 - N/A
Page 36 - Subordination
Page 37 - Form, Exchange, and Transfer
Page 38 - Consolidation, Merger, and Sale of Assets
Page 39 - N/A
Page 40 - Modification and Waiver
Page 41 - Defeasance
Page 42 - Resignation, Removal of Debt Securities Trustee Appointment of Successor
Page 43 - GLOBAL SECURITIES
Page 44 - CERTAIN PROVISIONS OF DELAWARE LAW AND OUR
Page 45 - Amendment of Our Certificate of Incorporation and Bylaws
Page 46 - N/A
Page 47 - MATERIAL U.S. FEDERAL INCOME TAX CONSIDERATIONS
Page 48 - N/A
Page 49 - Requirements for Qualification
Page 50 - Qualified REIT Subsidiaries
Page 51 - Taxable REIT Subsidiaries
Page 52 - Ownership of Subsidiary REITs
Page 53 - Gross Income Tests
Page 54 - N/A
Page 55 - Hedging Transactions
Page 56 - Dividends
Page 57 - Rents from Real Property
Page 58 - Failure to Satisfy Gross Income Tests
Page 59 - Sixth
Page 60 - N/A
Page 61 - Distribution Requirements
Page 62 - N/A
Page 63 - Recordkeeping Requirements
Page 64 - Taxation of U.S. Holders
Page 65 - Taxation of Taxable U.S. Holders on the Disposition of Our Capital Stock
Page 66 - Taxation of U.S. Holders on a Redemption of Preferred Stock
Page 67 - Information Reporting Requirements and Withholding
Page 68 - Taxation of Non-U.S. Holders
Page 69 - N/A
Page 70 - N/A
Page 71 - Conversion of Preferred Stock
Page 72 - PLAN OF DISTRIBUTION
Page 73 - Direct Sales and Sales through Agents
Page 74 - Delayed Delivery Contracts
Page 75 - LEGAL MATTERS
Page 76 - EXPERTS
Page 77 - WHERE YOU CAN FIND MORE INFORMATION
Page 78 - DOCUMENTS INCORPORATED BY REFERENCE
Page 79 - Shares of Common Stock

Investor Toolkit


Copyright © 2019 by Ellington Financial Inc.