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Form 8-K
ELLINGTON FINANCIAL INC. filed this Form 8-K on 02/13/2019
Document Outline
Entire Document (754.8 KB)
Subdocument 1 - 8-K - 8-K
Page 1 - UNITED STATES
Page 2 - Item 1.01Entry into a Material Definitive Agreement.
Page 3 - Item 9.01Financial Statements and Exhibits.
Page 4 - SIGNATURES
Subdocument 2 - EX-4.1 - EXHIBIT 4.1
Page 1 - Exhibit 4.1
Page 2 - TABLE OF CONTENTS
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - RECITALS
Page 7 - Additional Notes
Page 8 - Change of Control Payment Date
Page 9 - Event of Default
Page 10 - N/A
Page 11 - N/A
Page 12 - Indenture
Page 13 - Investment
Page 14 - Net Equity Capital Activity
Page 15 - Opinion of Counsel
Page 16 - Permitted Indebtedness
Page 17 - Redemption Date
Page 18 - SecuritizationSecuritization Assets
Page 19 - Trigger Period
Page 20 - Form of Documents Delivered to Trustee
Page 21 - Notices, Etc. to Trustee and Issuers
Page 22 - Notice to Holders; Waiver
Page 23 - Governing Law; Jury Trial Waiver
Page 24 - ARTICLE THREE
Page 25 - Title and Terms
Page 26 - Non-IG Rating
Page 27 - Note RegisterNote Registrar
Page 28 - Payment of Interest; Interest Rights Preserved
Page 29 - Persons Deemed Owners
Page 30 - ARTICLE FOUR
Page 31 - Application of Trust Money
Page 32 - Acceleration of Maturity; Rescission and Annulment
Page 33 - Collection of Indebtedness and Suits for Enforcement by Trustee
Page 34 - Trustee May Enforce Claims Without Possession of Notes
Page 35 - Rights and Remedies Cumulative
Page 36 - ARTICLE SIX
Page 37 - Notice of Defaults
Page 38 - Trustee Not Responsible for Recitals or Issuance of Notes
Page 39 - May Hold Notes
Page 40 - Corporate Trustee Required; Eligibility
Page 41 - Acceptance of Appointment by Successor
Page 42 - Authenticating Agent
Page 43 - N/A
Page 44 - ARTICLE SEVEN
Page 45 - Successor Substituted
Page 46 - Amendments or Supplements with Consent of Holders
Page 47 - Reference in Notes to Supplemental Indentures
Page 48 - Corporate Existence
Page 49 - Compliance Certificates; SEC Reports
Page 50 - Operating Partnership
Page 51 - Change of Control Triggering EventTrigger Period
Page 52 - Maintenance of Minimum Net Asset Value
Page 53 - Mandatory Redemption; Open Market Purchases
Page 54 - Notice of Redemption
Page 55 - Effect of Notice of Redemption
Page 56 - Notes Payable on Redemption Date
Page 57 - Covenant Defeasance
Page 58 - Qualifying Trustee
Page 59 - Reinstatement
Page 60 - Persons Entitled to Vote at Meetings
Page 61 - Counting Votes and Recording Action of Meetings
Page 62 - ARTICLE FIFTEEN
Page 63 - Execution and Delivery Guarantee
Page 64 - WILMINGTON TRUST, NATIONAL ASSOCIATION,
Page 65 - Appendix A
Page 66 - Other Definitions
Page 67 - Certificated Notes
Page 68 - Restrictions on Transfer of a Certificated Note for a Beneficial Interest in a Global Note
Page 69 - Legends
Page 70 - N/A
Page 71 - N/A
Page 72 - N/A
Page 73 - Cancellation or Adjustment of Global Note
Page 74 - Certificated Notes
Page 75 - EXHIBIT 1
Page 76 - INITIAL ISSUERS:
Page 77 - Principal and Interest
Page 78 - Paying Agent and Note Registrar
Page 79 - Denominations; Transfer; Exchange
Page 80 - Amendment; Supplement; Waiver
Page 81 - Abbreviations
Page 82 - EXHIBIT 2
Page 83 - N/A
Page 84 - Option of Holder to Elect Purchase
Page 85 - N/A
Page 86 - EXHIBIT 3
Page 87 - N/A

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